Risk Profile Form

RISK TOLERANCE QUESTIONNAIRE

For each question, select the answer that most closely corresponds to your situation. Please note that this questionnaire is only intended to be a rough guide. For guidance with your specific financial situation, you can contact our advisory team to set a time to speak.
Question 1 of 6
How many years until you plan on withdrawing regular income from your retirement account?
- Less than 5 years
- Between 5-10 years
- Between 0-15 years
- Between 15-20 years
- More than 20 years

Question 3 of 6
If the stock market were to suffer a decline of 20% over a 3 month period, what would you do with the investments in your retirement account?
- I would sell all of my stock investments and move into fixed income or cash.
- I would sell some of my stock investments and move into fixed income or cash.
- I would not change my portfolio.
- I would move some of my cash and fixed income into stocks.
- I would move all of my cash and fixed income into stocks.

Question 4 of 6
How much short-term investment risk are you willing to take in order to achieve larger long-term investment returns?
- I am not willing to take any risk.
- Iam willing to take a small amount of risk with my investments.
- I am willing to take a moderate amount of risk with my investments.
- I am willing to take as much risk as is needed with my investments.

Question 5 of 6
While reviewing your retirement account statements, you discover that your account has had negative returns for several months in a row. What are you most likely to do with your account?
- I would sell all of my stock investments and move into a fixed income or cash.
- I would sell some of my stock investments and move into fixed income or cash.
- I would not change my portfolio.
- I would move some of my cash and fixed income into stocks.
- I would move all of my cash and fixed income into stocks.

Question 6 of 6
What is the approximate loss in any one year period that you would be willing to accept before deciding to change your investments?
One-year loss you would be willing to accept:
- >8%
- 11 - 15%
- 18 - 25%
- 28 - 32%
- 34% & higher