This next step will take just a few minutes to complete and replicates the data needed we sent you on the paper forms.
Please select one option
Provider of 3(38) (investment fiduciary and non-fiduciary services)
Company name: AB401k/Creative Planning, Inc.
Primary Contact: Don Recker
Street address: 5440 W 110th Street, Overland Park, KS 66211
Phone number: 913.754.1365
Email: [email protected]
I authorize LT Trust to pay Creative Planning, Inc. as invoiced. I further authorize Creative Planning Advisors to have access to my Plan’s website.
I authorize LT Trust Company (LT Trust) to activate/deactivate Plan Sponsor Web access for the contacts selected within this document. I understand that authorized users will have access to plan level reports and fund information as well as to each individual plan participant’s account data. I also understand this access will remain in effect until I provide LT Trust with written instructions requesting to deactivate it.
The Employer hereby authorizes LT Trust to pay fees as invoiced from the Plan’s account to the Other Interested Service Provider(s)specified within this form. The Employer represents that its relationship to and the fee arrangement with outside parties is subject to a separate agreement between the Employer and the Service Provider(s); and LT Trust is not a party to any such agreement.
The Employer understands and agrees that LT Trust shall have no duty or responsibility to verify the validity or accuracy of any fee agreement or arrangement between the Employer and the Service Provider(s). In addition, LT Trust shall not be liable: (i) for the payment of the fees if funds for payment of such fees are not available or if they are not paid for any other reason; or (ii) for payment of fees made in reliance on inaccurate, falsified or otherwise erroneous instructions received by LT Trust from the Employer.
The Employer hereby indemnifies and holds harmless LT Trust, its directors, officers and employees from any and all liabilities and costs, including, but not limited to, attorney’s fees which may be incurred by LT Trust as a result of or in any way relating to LT Trust’s reliance upon the representations and directions of the Employer.
This authorization is a continuing one and shall remain in full force and effect until such time as LT Trust receives written notice of its revocation from the Employer, and shall be binding upon the Employer’s successors and assigns. Should this authorization be revoked, the indemnity given above shall survive such revocation with respect to any payments made by LT Trust in reliance on this authorization prior to LT Trust’s receipt of written notice of the revocation.
By executing this document, the party signing on behalf of the Plan expressly acknowledges that the fees and expenses contained herin have been reviewed by the Employer and that such fees are reasonable in light of the services being provided. Additionally, by executing this document, the Employer acknowledges that they received, reviewed and agreed to the terms and conditions set forth in this document and as grouped below.
This form is to be completed by Plan Administrator to authorize future ACH transactions to the Plan. Such transactions require submission of a completed ACH Requested/Deposit Transmittal Form.
Includes credit unions from which debits are to be made. Mutual fund accounts and brokerage accounts are not eligible financial institutions. The Bank Routing Number is a 9-digit number which you must obtain from your financial institution.
The Plan Administrator hereby authorizes LT Trust Company, Inc. (LT Trust) or one of its agents to effect payment for the Plan contribution or deposit amount specified on the ACH Request/Deposit Transmittal Form by initiating debit entries to the ac-count indicated at the financial institution designated above. The Plan Administrator requests such financial institution to accept any debit entries to such account, and to debit the same to such account, as are initiated by LT Trust (which has been directed by the Plan Administrator). The minimum ACH transfer amount is $50.
This Authorization may be terminated by the Plan Administrator at any time by sending written notification to both the financial institution and to LT Trust. Any such notification to LT Trust shall be effective only with respect to entries to be initiated by LT Trust five (5) calendar days after receipt of such notification.
The Plan Administrator understands that LT Trust will debit the account at the designated financial institution for the amount authorized by the Plan Administrator. The Plan Administrator agrees to hold LT Trust harmless from any consequences of acting in accordance with this Authorization. The Plan Administrator understands and agrees that LT Trust is not liable for the failure of any debit entry to be accepted by the designated financial institution.
The Plan Administrator agrees that a fee will be assessed to the Plan in the event of a debit being returned due to insufficient funds, stop payment, account closure, or any other circumstance which results in the failure of such debit entry to clear the financial institution account, unless such is the result of an error of LT Trust.
The Plan Administrator hereby understands and agrees to the Terms and Conditions of this Authorization and certifies that he/ she has the requisite legal authority to authorize the ACH transfers described above.
17470 N. Pacesetter Way
Scottsdale, AZ 85255
Please call Jami Schlicher
Direct: (973) 850-7309
Mobile: (973) 647 0655
or by email at [email protected]